REGULATORY SERVICES

A deep understanding of the regulatory environment is necessary for the effective design and management of protection products.
Warranty Design’s experienced professionals can assist you with every aspect of program management.

PROGRAM STRUCTURING

Regulatory evaluation and access to legal advice regarding the design and implementation of new and innovative programs.

LICENSING

Identification and acquisition of applicable licensing in all jurisdictions including determination of licensing exemptions such as: commercial, manufacturing and net worth.  This includes obligor, administrative, PEI, and sales licensing.

COMPLIANCE REVIEW

Review of proposed and existing protection product programs for potential regulatory, process, and business risks.

REGULATORY MATTER MANAGEMENT

Resolution of regulatory matters across all domestic jurisdictions and coordinated response support for various regulatory issues including consumer complaints and insurance market conduct examinations.

LITIGATION MANAGEMENT

Partnership with attorneys to create cohesion and consistency in assessing and managing small claims and other minor litigation matters that are common in the industry.

LEGAL ASSISTANCE

If legal services are needed, we can utilize our in-house or external counsel to help facilitate legal consultation and opinions.